Joe

I have worked in financial services for 28 years and enjoy the technical aspect of compliance and the regulatory environment in general. I thoroughly enjoy working as a compliance consultant, building a rapport and relationships with my clients, and helping establish compliant business practices.

I am level 4 qualified and have worked in a compliance role since 1996. I have experience in all areas of running a regulated firm, including systems and controls, complaints handling, GABRIEL returns and suitability of advice. I have two boys, and we all have a keen interest in football. I am also a Governor at a school specialising in children with special educational needs, a subject close to my heart.

 

Contact Number: 07796 684108

Speak with us directly
on 01293 889339

Get in touch for for information on how we can help with your compliance needs.

Make an Enquiry