Speak with us directly
on 01293 804503
Get in touch for for information on how we can help with your compliance needs.Make an Enquiry
We can offer a training and development scheme, to get you to, and maintain you at a level of competency to perform your role with a high professional standing.
In line with the rest of the Financial Services Industry, Complete Compliance recognises the need to establish, maintain and broaden the skills, knowledge and expertise of advisors. The ultimate aim, as always, is to ensure that consumers receive the very best advice and are always treated fairly
We aim to ensure that minimum standards of conduct and competence are obtained, maintained and validated. We also ensure that appropriate systems and controls are in place to apply and measure those standards both by yourselves, and at Complete Compliance.
Good business practice will also support the development of those standards in line with changing consumer expectations and regulatory requirements.
We believe that a well-managed scheme will minimise the impact and risk of any regulatory failings and promote good consumer outcomes and experiences.