We can provide assistance with the completion of Retail Mediation Activities Return via the FCA’s GaBRIEL system.

Other Services Include

File Audits

We can review a selection of files, to ensure compliance with the Conduct of Business (COBS) rules across all regulatory aspects of the sales and advice process.

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Training & Competance

We can offer a training and development scheme, to get you to, and maintain you at a level of competency to perform your role with a high professional standing.

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Complaint Handling

We will perform an unbiased investigation of the complaint, liaise with the client, the providers and FOS.

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Speak with us directly
on 01293 804503

Get in touch for for information on how we can help with your compliance needs.

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