We offer a wide range of packages to meet your compliance needs. These enable you to complete certain tasks, for example, becoming directly authorised or having a full compliance audit conducted on the firm.
We will build the application, assist with the completion of the supporting documents, submit the application to the FCA and assist with the dialogue prior to authorisation.
We will build the application, assist with the completion of the supporting documents, submit the application to the FCA and assist with the dialogue prior to authorisation.
(Or; We can help you to build your application pack, complete the required forms and provide the additional documentation required to enable a speedy process to become authorised)
We will complete a thorough audit on your firm, concentrating on the systems and controls to ensure your business is meeting all of its regulatory requirements. We will also provide you with risk mitigation plan, which will have detailed observations and remedial actions for completion.