Joe

I have worked in financial services for 30 years and enjoy the technical aspect of compliance and the regulatory environment in general. I thoroughly enjoy working as a compliance consultant, building a rapport and relationships with my clients, and helping establish compliant business practices.

I am level 4 qualified and have worked in a compliance role since 1996. I have experience in all areas of running a regulated firm, including systems and controls, complaints handling, RegData returns and suitability of advice. I have two boys, and we all have a keen interest in football.

Contact Number: 07796 684108